Search Result

381 - 400 of 875 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 3.1

As Published: 2005

DTR 3.1

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?