Search Result

281 - 300 of 1177 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

CONC 3.2 Financial promotion general guidance

As Published: 2014

CONC 3.2 Financial promotion general guidance

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1