Search Result

261 - 280 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers