Search Result

261 - 280 of 1206 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms