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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DISP App 3.8 Other appropriate redress

As Published: 2010

DISP App 3.8 Other appropriate redress

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling