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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

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Effective Period

Similar To

SUP 15.10 Reporting suspicious transactions (market abuse)

LR 5.3 Requests to cancel or suspend

DTR 6.2 Filing information and use of language

SUP 15.9 Notifications by members of financial conglomerates

LR 3.5 Block listing

SUP 3.8 Rights and duties of auditors

REC 4.2C Control over a UK RIE

DISP 1.3 Complaints handling rules

CONC 5.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MAR 1.2 Market Abuse: general

SYSC 6.3 Financial crime

CONC 15.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

MCOB 11.7 Transitional arrangements

LR 9.4 Documents requiring prior approval

PRIN 3.4 General

CONC 1.1 Application and purpose

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements