Search Result

401 - 420 of 1032 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

…

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

…

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…