Search Result

601 - 620 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable