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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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FEES 6.5A The retail pool

SUP App 2.1 Application

REC 6.8 Powers to supervise

REC 6.2 Applications

DTR 1.3 Information gathering and publication

COBS 6.1A Adviser charging and remuneration

DTR 4.1 Annual financial report

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COLL 2.1 Authorised fund applications

LR 13.8 Other circulars

SYSC 20.2 Reverse stress testing requirements

PR 5.3 Certificate of approval

SYSC 13.3 Other related Handbook sections

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading