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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application