Search Result

341 - 360 of 770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement