Search Result

761 - 780 of 908 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 3.23 Default

As Published: 2011

REC 3.23 Default

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application