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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 12.1 Application and purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 3.14 Products, services and normal hours of operation