Search Result

541 - 560 of 1148 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation