Search Result

341 - 360 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction