Search Result

141 - 160 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general