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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7