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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material