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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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