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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

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