Search Result

561 - 580 of 1388 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general