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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR App 2.1

As Published: 2005

LR App 2.1

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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