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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PR App 3.1

As Published: 2005

PR App 3.1

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure