Search Result

201 - 220 of 847 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 13.2 General

As Published: 2011

PERG 13.2 General

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

APER 1.1A Application

As Published: 2013

APER 1.1A Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1