Search Result

161 - 180 of 1064 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2014

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PR App 1.1

As Published: 2005

PR App 1.1