Search Result

141 - 160 of 1279 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COND 1.1A Application

As Published: 2013

COND 1.1A Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments