Search Result

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

…

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

…

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 5.3 On balance sheet netting

REC 4.2F Information gathering power on FCA’s own initiative

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 6.5 FCA decision on recognition

REC 3.22 Restriction of, or instruction to close out, open positions

MCOB 2.8 Record keeping

FEES 6.1 Application

PERG 8.8 Having an effect in the United Kingdom

MAR 5.7 Pre-trade transparency requirements for shares

PERG 5.2 Introduction

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

FEES 6.5 Compensation costs

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 8.1 Application

SYSC 20.1 Application and purpose

LR 18.3 Listing applications

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers