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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

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