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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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