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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF