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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test