Search Result

561 - 580 of 1253 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MIPRU 4.2C Credit risk mitigation

As Published: 2014

MIPRU 4.2C Credit risk mitigation

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures