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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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