Search Result

381 - 400 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus