Search Result

341 - 360 of 1098 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

…

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…