Search Result

341 - 360 of 1285 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1