Search Result

301 - 320 of 1143 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions