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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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