Search Result

241 - 260 of 1200 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing