Search Result

221 - 240 of 1112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies