Search Result

201 - 220 of 1039 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral