Search Result

221 - 240 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

TC App 5.1

As Published: 2010

TC App 5.1

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers