Search Result

961 - 980 of 1348 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing