Search Result

721 - 740 of 763 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose