Search Result

561 - 580 of 1140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CONC 6.8 Post contract business practices credit brokers

As Published: 2014

CONC 6.8 Post contract business practices credit brokers

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership