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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PR App 1.1

As Published: 2005

PR App 1.1

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions