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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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