Search Result

821 - 840 of 1203 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

…

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

…

LR 20.1 Application

As Published: 2010

LR 20.1 Application

…

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

…

PR App 3.1

As Published: 2005

PR App 3.1

…