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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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