Search Result

381 - 400 of 599 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints